University of California, Berkeley, USA
Introduction
The prevailing explanatory model of children’s successful transition
from preschool to elementary school assumes that major risk and
protective factors lie primarily within the child in terms of cognitive
and emotional “readiness” to enter kindergarten.
Consistent
with this assumption, most intervention efforts involve school-based
attempts to improve children’s cognitive and self-regulation skills.
Investigations of the social contexts and relationships that affect
children’s transition to school have only begun to emerge. Surprisingly,
despite the general acknowledgment that parent-child relationships
constitute central contexts for children’s development,
there has been little attention to the roles parents play in children’s
transition to elementary school, and almost none to planning or
evaluating interventions addressed to parents of preschoolers. We
attempt to address these gaps.
Subject
In most studies of children’s development, “parent” means mother, and
parenting is studied in isolation from other family and social contexts
in which parent-child relationships develop. We present a multidomain
model of children’s development that locates mother-child and
father-child relationships within a system of relationships inside and
outside the family, paying special attention to the quality of the
relationship between the parents. We then describe the results
of preventive interventions based on our conceptual model in the form of
a couples group led by trained mental health professionals.
Problems
Challenges for the young pre-schooler about to enter kindergarten have been well documented.
What makes this an especially important developmental transition period
is the consistent evidence for a “trajectory hypothesis” in both
middle-class and low-income samples: how children fare academically and
socially in early elementary school is a strong predictor of their
academic, social, and mental health outcomes throughout high school.
These findings imply that interventions to improve the child’s relative
standing at school entrance could have long-term payoff.
Research context and research gaps
Research claiming to demonstrate the importance of parent-child
relationships in children’s school adaptation has a number of important
gaps. We lack longitudinal studies that trace family trajectories across
the school transition. Information about fathers’ potential role in
their children’s transition is extremely sparse. Only a handful of
studies examine other aspects of the family system context (e.g., the
couple relationship) that may affect how children fare. Finally, outside
of early school-based interventions that focus on children’s readiness,
we have very little evidence concerning family-based interventions
during the pre-school period that could help children meet the new
challenges of entering school successfully.
Key research questions
What do we know from current research about parents’ role in shaping
children’s transition to school? What do the findings tell us about
interventions that might provide children with a “leg up” as they make
the elementary school transition?
Recent research results
Concurrent correlations
It has been well-established in countless studies that parents who
are warm, responsive to children’s questions and emotions, provide
structure, set limits and make demands for competence (authoritative
parents, in Baumrind’s terms) have children who are more likely to
succeed in the early years of school and get along successfully with
peers. The problem with these studies is that they do not establish antecedent-consequent connections.
Longitudinal studies
Only a few studies, including two of our own, assess families during
the preschool period and again after the child has entered elementary
school.The basic finding is of considerable
consistency across the transition in terms of mothers’, fathers’, and
children’s characteristics; both mothers’ and fathers’ authoritative
parenting style during the preschool period explains significant
variance in children’s academic achievement and externalizing or
internalizing behaviour with peers two and three years later.
The multidomain context of parenting
Our findings support a family systems risk model that
explains children’s cognitive, social and emotional development using
information about five kinds of family risk or protective factors:
(1)
Each family member’s level of adaptation, self-perceptions, mental
health and psychological distress;
(2) The quality of both mother-child
and father-child relationships;
(3) The quality of the relationship
between the parents, including communication styles, conflict
resolution, problem-solving styles and emotion regulation;
(4) Patterns
of both couple and parent-child relationships transmitted across the
generations; and
(5) The balance between life stressors and social
supports outside the immediate family.
Most studies of children’s
development focus on one or at most two of the five family risk and
protective domains. We have shown that each domain, especially the
quality of the couple relationship, contributes uniquely to predicting
children’s academic and social competence, and their internalizing and
externalizing problem behaviours in early elementary school.
Consistent with prevention science, then, we have identified a set of
factors that can be targeted in interventions to lower the probability
that children will have difficulties, and increase the probability that
they will display both intellectual and social competence in early
elementary school.
Family-based parenting interventions
Over the past 35 years we have conducted two randomized clinical
trials in which some couples were randomly chosen to participate in
couples groups led by trained mental health professionals, while others
were not. The male-female co-leaders met with the couples weekly for at
least 4 months.
In the Becoming a Family Project, we followed 96 couples
with interviews, questionnaires and observations over a period of five
years from mid-pregnancy to their first child’s completion of
kindergarten. Some of the expectant couples, randomly chosen, were
offered participation in a couples group that met with their co-leaders
for 24 weeks over 6 months.
Each group session included some open time
to discuss personal events and concerns in their lives and a
topic that addressed one of the aspects of family life in our conceptual
model. We found that, while there was a decline in satisfaction as a
couple in new parents without the intervention, the new parent couples
who participated in an ongoing couples group maintained their level of
satisfaction over the next five years until their children had finished
kindergarten. Five years after the couples groups ended, the quality of
both the couple- and parent-child relationships measured when the child
was 3-1/2 was significantly correlated with the children’s adaptation to
kindergarten (child self-reports, teacher ratings and tested
achievement).
A second intervention study, the School Children and their Families Project
followed another 100 couples from the year before their first child
entered kindergarten until the children were in 11th grade. There were
three randomly-assigned conditions – an opportunity to use our staff as
consultants once a year (the control group), a couples group that
emphasized parent-child relationships during the open-ended part of the
evenings (the more traditional approach), or a couples group that
focused more on the relationship between the parents during the
open-ended parts. When the families were assessed during kindergarten
and 1st grade, parents who had been in a group emphasizing
parent-child relationships had improved in the aspects of parenting we
observed in our project playroom, with no improvement in the control
participants.
By contrast, parents who had participated in a group in
which the leaders focused more on parents’ issues as a couple showed
decreased conflict as a couple when we observed them, and their parenting became more effective.
Both intervention variations affected the children. The children of
parents in the parenting-focused groups improved in positive self-image,
and were less likely to show shy, withdrawn, depressed behaviour at
school. Children of parents in the couple-focused groups were at an
advantage in terms of higher scores on individually administered
achievement tests, and lower levels of aggressive behaviour at school.
The interventions continued to have a significant impact on the families
over the next 10 years in terms of both self-reported and observed
couple relationship quality and behaviour problems in the students. The
impact of the couple-focused groups was always equal to or greater than
the impact of the parenting-focused groups.
Conclusions
In sum, we have shown through correlational studies that the quality
of the parent-child and couple relationships is related to the
children’s early school adaptation. Through intervention studies, we see
that changing the tone of couple and parent-child relationships has a
long-term causal impact on children’s adaptation to school.
Implications
Our emphasis on family relationships as important contexts for
children’s abilities to cope with the demands of elementary school
admittedly poses a challenge for education policy makers and school
personnel. We are suggesting reaching out to parents before children
enter school and proposing that children will benefit from an enhanced
relationship between their parents. It has been our experience during
years of consulting to preschool and elementary school staff that very
few have training in communicating with parents, and none are trained to
provide interventions that might enhance co-parenting or couple
relationships.
An obvious alternative would be to hire trained family educators,
social workers, nurses or clinical psychologists to do the outreach and
lead groups for couples. Of course this would be costly. What is as yet
unknown is the balance between benefits and costs. If the cost of
dealing with behaviour problem children to the school and society is
greater than the cost of these family-based interventions, perhaps it is
time to consider such an approach.
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